Abstract
Nanographenes are emerging as a distinctive class of functional materials for electronic and optical devices. It is of remarkable significance to enrich the precise synthetic chemistry for these molecules. Herein, we develop a facile strategy to recompose helicenes into chiral nanographenes through a unique oxidative cyclo-rearrangement reaction. Helicenes with 7~9 ortho-fused aromatic rings are firstly oxidized and cyclized, and subsequently rearranged into nanographenes with an unsymmetrical helicoid shape through sequential 1,2-migrations. Such skeletal reconstruction is virtually driven by the gradual release of the strain of the highly distorted helicene skeleton. Importantly, the chirality of the helicene precursor can be integrally inherited by the resulting nanographene. Thus, a series of chiral nanographenes are prepared from a variety of carbohelicenes and heterohelicenes. Moreover, such cyclo-rearrangement reaction can be sequentially or simultaneously associated with conventional oxidative cyclization reactions to ulteriorly enrich the geometry diversity of nanographenes, aiming at innovative properties.
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Introduction
Following the impressive development of graphene materials1,2, nanographenes with size limited in the nanometer scale are currently emerging as prominent semiconducting substances due to their open bandgap3, which is highly useful for electronic devices4, energy storage5, and sensors6. Conventionally, nanographenes are prepared by fragmentation of relatively large-size carbon derivatives7,8. Although the fabrication procedures are normally simple and ready to scale up, it is of enormous difficulty to make atomistically precise products. To this end, “bottom-up” synthetic strategies are being developed to construct nanographenes with accurate and well-tunable molecular structures3. Amongst, intramolecular cyclization of tailor-made dendritic oligophenylenes plays an indispensable role as a result of its high conversion and broad scope (Fig. 1a, left). This generally involves graphitization through Scholl-type oxidative cyclization9, photocyclization10, and HF zipping reactions11. On the other hand, annulative π-extension (APEX)12,13, alkyne benzannulation14,15, and aryne cyclotrimerization16 reactions, either by enlarging a polycyclic aromatic core or fitting together aromatic fragments, are typical alternative pathways to complex nanographenes (Fig. 1a, right). These advances have provided an access to a vast number of nanographenes with relatively regular planar, curved, and helical geometries. However, the synthesis of more sophisticated and distinctive nanographenes remains a remarkable challenge as a consequence of the fact that most current reactions only allow the fusion of aromatic fragments into a larger system within a constant geometry regime.
Helicenes are a type of chiral polycyclic aromatic molecules constituted by ortho-fused benzenoid cycles17,18,19. The distorted sp2-carbon skeleton renders helicenes with relatively higher chemical activities. Thus, helicenes undergo intramolecular cyclization through Diels-Alder reaction into 3D bridge-ring frameworks20 or deform into nearly planar structures through oxidative cyclization21. Recent studies by scanning tunnel microscopy showed that the skeleton of helicene could transform on metal surfaces22,23. This provides a unique portal to manipulate the aromatic skeletons and to construct nanographenes.
Herein, we aim to precisely harness the skeletal reconstruction of helicenes under a high-energy state generated by controlled oxidation in solution (Fig. 1b). We report the formation of chiral nanographenes through enantio-persisting oxidative cyclo-rearrangement of a variety of helicenes and study the skeleton transformation of the helicene precursors and the properties of the resulting chiral nanographenes with the assistance of theoretical calculations. This is followed by the extension of the aromatic structures through sequential or simultaneous combination with conventional oxidative cyclization reactions.
Results and discussion
Oxidative cyclo-rearrangement of carbohelicenes
It has been reported previously that [5]helicene and [6]helicene derivatives undergo Scholl cyclization upon oxidation and form planar or negatively curved structures (Fig. 2a)24,25. Initially, we explored the oxidative reactions of primitive carbo[6]helicene 6H in the presence of 2,3-dichloro-5,6-dicyano-1,4-benzoquinone (DDQ) and various acids (e.g., CF3COOH, CH3SO3H, CF3SO3H) (Fig. 2b and Supplementary Table 1). However, all the attempts ended with unreacted 6H or a mess of unidentifiable products, indicating an uncontrollable oxidation process. Then, we shifted our focus to carbo[8]helicene 8H, a longer helicene with the two ends fully overlapping with each other. Although the reactions conducted under less acidic conditions (in the presence of CF3COOH or CH3SO3H) led to similar undesired products, the mixture containing triflic acid (CF3SO3H) predominantly gave rise to a highly fluorescent compound (O8H, oxidized product for 8H) with a yield of 49% (Fig. 2b and Supplementary Table 1). Mass spectrometry (Supplementary Fig. 1) indicated that O8H possessed a C34H18 chemical formula with a loss of two hydrogen atoms from the original precursor 8H (C34H20) and 1H NMR displayed a non-symmetric pattern other than the C2-symmetric 8H (O8H revealed 18 1H signals, while 8H showed 10 1H signals due to the symmetry, Supplementary Figs. 2 and 28). X-ray diffraction of a single crystal further confirmed the formation of an unsymmetric chiral π-conjugated system in which a benzo[ghi]perylene moiety was fused with a [6]helicene skeleton (Fig. 2b). Further studies on the oxidation of enantiopure 8H precursors showed that the helical chirality of 8H was integrally transferred to O8H, where P-8H formed exclusively P-O8H and M-8H solely gave rise to M-O8H (Supplementary Fig. 96).
a Cyclization of [5] and [6]helicene derivatives. b Oxidation of primitive 6H and 8H by 2,3-dichloro-5,6-dicyano-1,4-benzoquinone (DDQ) in various acidic conditions. The crystal structure of O8H is shown in thermal ellipsoid with a 30% probability. c Oxidative cyclo-rearrangement of substituted carbo[8]helicenes. d Proposed mechanism for the oxidative cyclo-rearrangement of 8H. Free energies are given in kcal mol−1 and the free energy of 8H is set as 0.
To gain more insights into this interesting oxidation reaction, we introduced a variety of substituents on the helicene skeleton and prepared 4-bromo, 4-fluoro, 4-trifluoromethyl, 4-methyl and 5,6-diphenyl substituted carbo[8]helicenes, namely, 8HBr, 8HF, 8HCF3, 8HCH3, and 8H2py (Fig. 2c). After treated with DDQ and CF3SO3H, all these precursors transformed into O8H-like structures. 8HF and 8HBr yielded a mixture of α structure (with the substituents finally planted on the benzo[ghi]perylene side) and β structure (substituents on the single-stranded helicoid side) with a ratio of 9:1 and 3:1, respectively. On the other hand, 8HCF3 with a highly electron-withdrawing substituent formed solely β structure, while 8HCH3 and 8H2py with electron-donating substituents only yielded α products.
Density functional theory (DFT) calculations on the possibly involved intermediates and transition states indicated that the above oxidation reaction may involve four major steps (Fig. 2d). First, 8H undergoes an intramolecular oxidative cyclization (between C1 and C20c) with the assistance of DDQ and CF3SO3H and transforms into a cationic intermediate 8H-IM1 with a newly-formed hexagonal cycle in the center through either a radical cation or an arenium cation pathway26,27. Then, the cationic 8H-IM1 reforms into a spiro intermediate 8H-IM2 through 1,2-migration to release the internal strain of the highly distorted structure28. Subsequently, 8H-IM2 transforms into a helical cationic intermediate 8H-IM3 through a second 1,2-migration via a homoallylic transition state 8H-TS229,30. Notably, the migration might undergo through a homobenzylic pathway to afford a less crowded outward product but this is probably disfavored by relatively higher activation energy (Supplementary Fig. 104). Importantly, the helical chirality of 8H is integrally recorded by the spiro moiety in the first 1,2-migration and intactly recovered in the second 1,2-migration, thus keeping the memory of its chirality. Finally, deprotonation of cationic 8H-IM3 leads to the formation of a relatively stable neutral product O8H. It appears that the electron-withdrawing substituents destabilizes the initial cation and hence favor the formation of β structures, while the electron-donating substituents stabilized the cationic moiety and thus promote the formation of α structures.
Further investigations showed that upon oxidation by DDQ in the presence of CF3SO3H, carbo[7]helicene 7H and carbo[9]helicene 9H also transformed into analogous structures, namely, O7H and O9H (Fig. 3a). Similarly, O9H efficiently inherited the absolute configuration of 9H (Supplementary Fig. 97). Notably, upon further treatment with DDQ and acid, O7H, O8H, and O9H subsequently transferred into more planar structures (Fig. 3a). O7H readily underwent a Scholl reaction to form a fully planar structure OO7H (oxidized product of O7H, activation energy of the initial cyclization = +20.9 kcal mol−1, Fig. 3b) like the [5]helicene derivatives. [6]helicene-like O8H experienced an unusual heptagonal cyclization via Scholl reaction24,30,31 and formed negatively curved OO8H with twisted chirality (Fig. 5b)32,33. Calculations indicated that the formation of an irregular heptagon requires lower activation energy than an ordinary hexagon (+23.3 vs. +31.3 kcal mol−1, Fig. 3b). Interestingly, [7]helicene-like O9H further transformed into a more π-extended structure OO9H containing a coronene core and a [5]helicene moiety through a second oxidative cyclo-rearrangement under a weaker acidic condition (using CH3SO3H), which occurred solely at the benzoperylene side probably as a result of a lower activation energy barrier (Fig. 3b). Besides, both OO7H and OO8H can be directly synthesized in one pot starting from 7H and 8H in the presence of more DDQ in yields of 46% and 40%, respectively.
a Two-step oxidation of 7H, 8H, and 9H. b Possible cyclization processes following a radical cation mechanism and their activation energies (free energies of the corresponding transition states, TS, in kcal mol−1). The free energies of the radical cation intermediates O7H·+, O8H·+, O9H·+ are set as 0.
a, b Local aromaticity evaluation studied by harmonic oscillator model of aromaticity (HOMA) from the crystal structures (shown in thermal ellipsoid with a 30% probability) and nucleus-independent chemical shifts, NICS(0) from theoretical calculations. c UV-vis absorption (bottom) and electronic circular dichroism (ECD) (top) spectra of benzo[ghi]perylene (BP), O7H, O8H, and O9H (in CH2Cl2, c = 2.0 × 10−5 mol L−1). Calculated excitation energies and oscillator/rotatory strengths (velocity form) are displayed as sticks (the first 10 excitations). d Fluorescence (bottom) and circularly polarized luminescence (CPL) (top) spectra of benzo[ghi]perylene, O7H, O8H, and O9H (in CH2Cl2, c = 2.0 × 10−5 mol L−1). e Photographs of corresponding solutions in CH2Cl2 recorded under ambient light (top) and irradiation at 365 nm (bottom). f Cyclic voltammograms for O7H, O8H, and O9H (in CH2Cl2, containing 0.2 mol L−1 of n-Bu4NPF6, scan rate = 0.1 mV s−1).
a Synthesis of sulfur-doped O8Hmt via oxidative cyclo-rearrangement of 8Hmt, and further cyclization to OO8Hmt. b UV-vis absorption and c fluorescence spectra of OO8Hmt with comparison to OO8H (in CH2Cl2, c = 2.0 × 10−5 mol L−1). d Synthesis of nitrogen-doped O8Ha via oxidative cyclo-rearrangement of 8Ha. e Synthesis of sulfur-doped and nitrogen-doped O8Hta via oxidative cyclo-rearrangement of 8Hta. f UV-vis absorption (bottom) and electronic circular dichroism (ECD) spectra (top) of O8Ha and O8HaH+ (in CH2Cl2, c = 2.0 × 10−5 mol L−1). g Fluorescence (bottom) and circularly polarized luminescence (CPL) spectra (top) of O8Ha and O8HaH+ (in CH2Cl2, c = 2.0 × 10−5 mol L−1). The inset photographs are recorded under irradiation at 365 nm. All calculated excitation energies and oscillator/rotatory strengths (velocity form) are displayed as sticks (the first 10 excitations).
The fusion of the benzo[ghi]perylene and helicene moieties in an absolute chiral fashion provides a distinctive platform to tune the properties of nanographenes. Most intuitively, these molecules showed a combined aromaticity nature of benzo[ghi]perylene and helicene according to the harmonic oscillator model of aromaticity (HOMA)34 (Fig. 4a) and the nucleus-independent chemical shifts (NICS)35 (Fig. 4b). Typically, O7H, O8H, and O9H showed high aromaticity in rings B, C, and F as a benzo[ghi]perylene fashion, and also in the terminal ring (H, I, and J, respectively) as a helicene feature. Besides, the newly formed heptagonal cycle of OO8H presented a typical anti-aromaticity nature (HOMA = − 0.35, and NICS(0) = 12.2). Regarding the optical properties, O7H, O8H, and O9H displayed intense benzo[ghi]perylene-type absorption bands with several vibronic progression in the region of 400–500 nm (Fig. 4c). These bands can be majorly attributed to the HOMO → LUMO transitions with the optical bandgaps of 2.59, 2.54, and 2.40 eV, respectively, which are comparable with the electrochemical bandgaps (2.54, 2.49, and 2.41 V, respectively, Fig. 4f). The enantiopure O8H and O9H molecules revealed intense mirror-image electronic circular dichroism (ECD) signals with typical helicene characteristics, where for the P enantiomers, positive Cotton effects were formed in a longer wavelength region (350–500 nm), and negative ones were formed in shorter wavelengths (250–350 nm) (Fig. 4c). These molecules displayed blue to yellow emissions (Fig. 4e), and the enantiopure O8H and O9H products showed intense circularly polarized luminescence (CPL) with prominent dissymmetric factors glum values36,37 of ±0.0055 and ±0.012, respectively (Fig. 4d).
Oxidative cyclo-rearrangement of heterohelicenes
Heteroatom-doping is an efficient and practical method to tailor the physical and chemical properties of polycyclic aromatic molecules38,39. To this end, we prepared sulfur-doped or/and nitrogen-doped methylthio[8]helicene 8Hmt, aza[8]helicene 8Ha, and thioaza[8]helicene 8Hta. In a typical oxidative cyclo-rearrangement condition with one equivalent of DDQ, we observed that 8Hmt transformed not only into an oxidized product O8Hmt but also into a further oxidized product OO8Hmt (Fig. 5a). O8Hmt showed an O8H-like structure with the thiophene cycle located at the single-stranded helicoid end, while OO8Hmt displayed a negatively curved feature caused by the heptagonal cycle. Due to the doping of sulfur, OO8Hmt revealed considerably bathochromic-shifted absorption and emission bands compared to OO8H (Fig. 5b, c). 8Ha and 8Hta also transformed into the rearranged products O8Ha and O8Hta, respectively (Fig. 5d, e). It should be noted that protonation may occur to the nitrogen atoms, but obviously, this did not hinder the following oxidative cyclo-rearrangement, and the products can be neutralized by NaOH at the end. This protonation chemistry was further utilized to switch the chiroptical properties of enantiopure O8Ha (Supplementary Fig. 98, Fig. 5f, g), and remarkably the protonated product O8HaH+ showed a significantly bathochromic-shifted CPL compared to the neutral product O8Ha (orange vs. green).
Fabrication of more sophisticated nanographenes
The oxidative cyclo-rearrangement reactions were ultimately associated with other reactions to fabricate more sophisticated nanographenes with distinctive geometries and properties. We first prepared an oligophenylene-like helicene derivative 6HDPT with a diphenyltriphenylene (DPT) group substituted on position 2 of 6H. Upon treatment with an excessive amount of DDQ in the presence of CF3SO3H, 6HDPT directly transformed to O6HDPT which showed a [6]helicene moiety fused to a slightly arched π-extended structure with a length of ca. 1.5 nm (Fig. 6a, b)40. This was probably generated by the formation of a [8]helicene moiety at first via Scholl cyclization followed by an oxidative cyclo-rearrangement at the more π-extended side. The highly extended π-system rendered O6HDPT with a strong absorption band around 490 nm and an intense greenish-yellow fluorescence around 510 nm (Fig. 6c). We also synthesized another bromo-substituted product O8H’Br by treating 2-bromo[8]helicene (8H’Br) with DDQ and CF3SO3H and subsequently fused it with a perylene diimide (PDI) moiety through boration and Suzuki coupling. Oxidative photocyclization of the resulting product O8H’PDI finally afforded a dark brown product CO8H’PDI (Fig. 6d). Single-crystal analysis revealed that CO8H’PDI possessed a bilayer conjugated structure40,41,42 with the benzo[ghi]perylene and PDI moieties fused by a [8]helicene bridge (Fig. 6e). The two layers showed a typical AB stacking pattern with a short interlayer distance of 3.4 Å. The unsymmetric bilayer structure presented a strong intramolecular charge transfer complexation with the HOMO located at the benzo[ghi]perylene layer and the LUMO at the PDI layer (Fig. 6g), leading to a broad absorption band from ca. 570 to 710 nm (Fig. 6f). Besides, the CO8H’PDI molecules were found to be tightly piled up in the crystals with the PDI moiety of one molecule and the benzo[ghi]perylene fragment of the neighboring molecule packed in an AB stacking manner with a close distance of ca. 3.6 Å (Fig. 6e).
a Synthesis of O6HDPT through the association of oxidative cyclo-rearrangement with Scholl cyclization. b Crystal structure of O6HDPT. c UV-vis absorption (red) and fluorescence (yellow) spectra of O6HDPT (in CH2Cl2, c = 2.0 × 10−5 mol L−1). d Synthesis of O8H’Br via oxidative cyclo-rearrangement and sequential formation of CO8H’PDI via further fusion with a PDI moiety. e Stacking of CO8H’PDI molecules in a crystal (alkyl side chains and hydrogen atoms are omitted for clarity). f UV-vis absorption spectrum of CO8H’PDI (in CH2Cl2, c = 2.0 × 10−5 mol L−1). Calculated excitation energies and oscillator strengths of CO8H’PDI-CH3 (the alkyl side chains are replaced with methyl groups for simplicity) are displayed as sticks (the first 10 excitations). g HOMO and LUMO of CO8H’PDI-CH3.
In summary, we have developed a distinctive oxidative cyclo-rearrangement method to recompose the skeleton of helicenes to precisely fabricate chiral nanographenes with unique topologies and absolute configurations integrally inherited from their helical precursors. The facile introduction of a variety of substituents at the periphery and heteroatoms in the aromatic core, along with the sequential oxidative cyclo-rearrangement reactions, have provided diverse access to a rich array of nanographenes. The flexible association with other conventional oxidative cyclization reactions has further allowed the designable fabrication of more sophisticated chiral nanographenes. Overall, this work demonstrates a unique route to activate and reform a highly distorted aromatic system (e.g., helicenes) into flattened but lateral extended derivatives, which is virtually driven by the gradual release of the internal strains. The design of analogous energy-reservoir precursors together with controlled skeletal reconstruction reactions may open up an innovative pathway for future nanographene synthesis.
Methods
Typical oxidative cyclo-rearrangement reaction
21.4 mg of 8H (0.05 mmol) and 13.6 mg of DDQ (0.06 mmol, 1.2 equiv.) were suspended in 20 mL of dried CH2Cl2 under argon at 20 °C, and 0.1 mL of CF3SO3H was added to the suspension dropwise with vigorous stirring. The mixture was stirred for 30 min and then quenched by 5 mL of saturated NaHCO3 aqueous solution. The mixture was extracted by CH2Cl2 and the organic layer was washed with water twice and dried over Na2SO4. The solvent was removed at reduced pressure and the residue was purified by silica column chromatography (heptane/CH2Cl2 = 10/1, v/v) to afford O8H as orange solid (10.5 mg, yield 49%).
Theoretical calculations
DFT calculations were carried out using Gaussian 09 program. Geometrical optimization calculations were carried out at the PBE0-D3/def2-SVP level without any symmetry assumptions unless otherwise stated. The Cartesian coordinates of the optimized geometries are provided in Supplementary Data 1. Harmonic vibration frequency calculations were performed at the same level for obtaining the thermodynamic energies and verifying the resulting geometries as local minima (with all the frequencies real) or saddle points (with only one imaginary frequency). The assignment of the saddle points was performed using the intrinsic reaction coordinate (IRC) calculations. Nucleus-independent chemical shifts (NICS) values were calculated at the GIAO-PBE0/def2-SVP level on the optimized structures. Time-dependent density functional theory (TD-DFT) calculations were performed at the PBE0-D3/def2-SVP level on the optimized geometries for the lowest 200 vertical singlet electronic excitations. No special shift or scaling was applied unless otherwise mentioned. Isosurfaces of molecular orbitals (MOs) were drawn using the IQmol program with the isovalue set to 0.1. All calculations were performed under the SMD continuum solvent model for CH2Cl2.
Data availability
The authors declare that all the data supporting the findings of this study are available within the paper and Supplementary Information files, and also are available from the corresponding authors upon reasonable request. The X-ray crystallographic coordinates for structures reported in this study have been deposited at the Cambridge Crystallographic Data Centre (CCDC), under deposition numbers 2049082 (9H), 2049080 (8HCF3), 2049081 (8HF), 2049079 (7H), 2049136 (O7H), 2049140 (O8H), 2049571 (O9H), 2049086 (O8HCH3), 2049085 (O8HCF3), 2049087 (mixed crystal of compounds O8HF-α and O8HF-β), 2049084 (mixed crystal of compounds O8HBr-α and O8HBr-β), 2049137 (O8H2py), 2049572 (OO7H), 2049574 (OO8H), 2049575 (OO9H), 2049088 (O8Hmt), 2049573 (OO8Hmt), 2049083 (O8Ha), 2049089 (O8Hta), 2049135 (O6HDPT), 2049139 (O8H’Br), 2049138 (O8H’Bpin), 2049134 (CO8H’PDI). These data can be obtained free of charge from The Cambridge Crystallographic Data Centre via www.ccdc.cam.ac.uk/data_request/cif.
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Acknowledgements
This work was financially supported by the National Key R&D Program of China (2020YFA0908100), the National Natural Science Foundation of China (21704063, 92056110, 22075180), the Innovation Program of Shanghai Municipal Education Commission (202101070002E00084), and the Science and Technology Commission of Shanghai Municipality (18JC1415500, 195271040, 20JC1415000). The authors thank Prof. Shunai Che’s group in Tongji University for assistance with CPL measurement.
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C.S. and H.Q. conceived the project. C.S. and G.Z. designed the experiment and synthesized all the molecules. C.S., G.Z., Y.D., and F.G. performed the single-crystal X-ray diffraction experiments and data analysis. C.S. and G.Z. conducted the spectroscopic experiments and data analysis. C.S., N.Y., and G.Z. conducted the electrochemistry experiments. C.S. performed all the theoretical calculations. C.S. and H.Q. wrote the manuscript with inputs from J.C. All the authors discussed the results and commented on the manuscript.
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Shen, C., Zhang, G., Ding, Y. et al. Oxidative cyclo-rearrangement of helicenes into chiral nanographenes. Nat Commun 12, 2786 (2021). https://doi.org/10.1038/s41467-021-22992-6
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DOI: https://doi.org/10.1038/s41467-021-22992-6